procedures as specified in the notification of the Capital Market Supervisory Board by engaging in any other business which is not a licensed securities business without the Capital Market Supervisory Board’s
securities were inconsistent with the normal market conditions. In addition, she continuously traded SALEE securities causing the trade of such securities to be inconsistent with normal market conditions to
securities were inconsistent with the normal market conditions. In addition, he continuously traded SALEE securities causing the trade of such securities to be inconsistent with normal market conditions to
KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities underwriter failed to comply with the rules, conditions and procedures as specified
KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities broker failed to comply with the rules, conditions and procedures as specified in the
KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities broker failed to comply with the rules, conditions and procedures as specified in the
LIBERATOR SECURITIES COMPANY LIMITED, Between November 18, 2022 to November 14, 2023, LIBERATOR SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the rules
Asphere Innovations Public Company Limited Asphere Innovations Public Company Limited (“AS”) offered newly issued securities to directors or employees which is not in compliance with rules
Krungthai-axa life insurance Public Company Limited Krungthai-axa life insurance Public Company Limited a company licensed Securities Brokerage : Investment Units, failed to comply with the rules
Buriram Sugar Public Company Limited Buriram Sugar Public Company Limited (?BRR?), a securities issuer, had the duty to prepare and submit the Annual Registration Statements 2019 (Form 56-1) within