Preparation and Disclosure of Report on Securities Holding of Director, Executive and Auditor
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Rules for Appointment of Independent Director of Intermediary
Determination of an Additional Type of Securities
Determination of Type of Transactions in Capital Market Eligible for Trust Creation
Determining Additionally Referred Underlying of a Derivatives in Type of Goods and Variables
Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type