Thai type D การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูลซึ่งคุณสามารถเลือกเปิดหรือปิด
Type 1, Type 2 และ Type 3 Qualifications of Applicants for Approval of Investment Consultant on General Products Regulations Guidelines Regulatory Summary SHARE : For More Information ContactUs
such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected by law. For example, they shall not be suspended, threatened, interfered with work or
Business (SFC) • Prescription of Conditions for Securities Company to Apply for Approval of Person to be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on
Board's Notification No. Tor Lor Thor 8/2557 Re Rules on Personnel in the Capital Market Business. Qualifications of each type of fund manager and market analyst can be found below; Types of Fund
> Notification-D Notification of the Ministry of Finance SHARE : Detail Content -Unofficial translation- The Notification of the Ministry of Finance Re: Prescription of Type of Legal Entity Eligible to
is any) and must disclose sufficient information for making an investment decision. The levels of regulations will depend on the type of securities being offered; whether they are existing or new
> Enforcement > Administrative Actions Regulations SHARE : Detail Content Enforcement Administrative Actions Administrative action is a type of law enforcement that involves the issuance of
: Annual Registration Statements (form 56-1) and Annual report (form 56-2) Important information that must be disclose are, such as, Risk factors Type of operation Capital structure Management structure