registration by the company registrar; (3) the total amount of debentures issued; (4) name of debenture holder or statement that it is a bearer debenture; (5) type, value, serial number, number and amount of
debentures issued; (4) name of debenture holder or statement that it is a bearer debenture; (5) type, value, serial number, number and amount of debentures issued, interest rate as well as repayment period; (6
claim coming into existence in the future which determine debt repayment in cash and generate a flow of receipts in accordance with the rules specified by the SEC. “originator” means a person that
transferred or placed as collateral. “assets” means (1) rights of claim which generate a flow of receipts in the future; or (2) rights of claim coming into existence in the future which determine debt repayment
collateral. “assets” means (1) rights of claim which generate a flow of receipts in the future; or (2) rights of claim coming into existence in the future which determine debt repayment in cash and generate a
under the first paragraph to the customer, it may transfer the securities of the same class, series and type issued by the same issuer or mutual fund project in the equivalent amount to such customer. In
SET to purchase or sell of a particular type of listed securities on the SET. 4.2 More exemptions for members of the SET to purchase or sell of listed securities outside the SET No member of the SET
fund or any other type of juristic person as may be prescribed by the SEC. Section 10. Person eligible to submit a project to the Office of the SEC for consideration are: (1) commercial banks; (2
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...