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Ranking - Securities/Derivative Business

required parent company to be responsible for bribery act of its overseas subsidiaries. Such responsibilities shall include the establishment of policy, practices and investigation and ensure that its

https://market.sec.or.th/public/idisc/en/Ranking/Intermediaries/LicenseeType

Limited BDU

MANAGEMENT PUBLIC CO.,LTD. http://www.ktam.co.th KSAM KRUNGSRI ASSET MANAGEMENT CO.,LTD. https://www.krungsriasset.com KWIAM KWI ASSET MANAGEMENT CO.,LTD. http://www.kwiam.com LHFUND LAND AND HOUSES FUND

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=&grptype=122242lcstype=/en

Securities Companies and Other Financial Institutions

://www.krungsricapital.com KSS KRUNGSRI SECURITIES PUBLIC CO.,LTD. http://www.krungsrisecurities.com KTX KRUNGTHAI XSPRING SECURITIES CO.,LTD. http://www.krungthaixspring.com LHS LAND AND HOUSES SECURITIES PUBLIC CO.,LTD

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=20&grptype=lcstype=/en

Securities Company and Other Financial Institutions

://www.krungsrisecurities.com KTX KRUNGTHAI XSPRING SECURITIES CO.,LTD. http://www.krungthaixspring.com LHS LAND AND HOUSES SECURITIES PUBLIC CO.,LTD. http://www.lhsec.co.th/ LIB LIBERATOR SECURITIES CO.,LTD. https

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=4&grptype=lcstype=/en

Securities Companies and Other Financial Institutions

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=1&grptype=lcstype=

Licensed Derivatives Broker

https://market.sec.or.th/LicenseCheck/views/Intermediaries/en?licno=A0&grptype=&lcstype=&applytype=1

Bond Dealer & Underwriter

://www.krungthaixspring.com LHS LAND AND HOUSES SECURITIES PUBLIC CO.,LTD. http://www.lhsec.co.th/ MACQ MACQUARIE SECURITIES (THAILAND) LTD. https://www.macquarie.com/th/en.html MERCHANT MERCHANT PARTNERS SECURITIES PUBLIC CO

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=2&grptype=lcstype=/en

Securities Inter-Dealer Broker

://www.krungsricapital.com KSS KRUNGSRI SECURITIES PUBLIC CO.,LTD. http://www.krungsrisecurities.com LHS LAND AND HOUSES SECURITIES PUBLIC CO.,LTD. http://www.lhsec.co.th/ PI PI SECURITIES PUBLIC CO.,LTD. http

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=7174lcstype=/en

Securities Borrowing & Lending

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=727576lcstype=/en

Securities Companies and Other Financial Institutions

. http://www.krungsricapital.com KSS KRUNGSRI SECURITIES PUBLIC CO.,LTD. http://www.krungsrisecurities.com KTX KRUNGTHAI XSPRING SECURITIES CO.,LTD. http://www.krungthaixspring.com LHS LAND AND HOUSES

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=1&grptype=lcstype=/en