Offeror : CIMB BANK BERHAD | Date of submission of the Statement of Intention : 17/11/2008
Offeror : CIMB BANK BERHAD | Date of submission of the Statement of Intention : 01/12/2008
Offeror : CIMB BANK BERHAD | Date of submission of the Statement of Intention : 19/12/2008
Bangkok, 29 January 2019 - The SEC has suspended approval for {A} as a capital market investment consultant for a period of three months and 22 days on the ground that she accepted an investor's assignment to make investment decisions for the investor.Following a client complaint, the SEC made further investigation and found that during September 2017 - February 2018, {A}, then working for Asia Wealth Securities Company Limited, had made trading orders before informing the client who did not mak...
be paid through the paying agents. (For further details of the Project, please visit www.start-to-invest.com or tel. 1207 ext. 3).The SEC held "Pay@ modern trade - chase your first million" seminar in
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 27/02/2012
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 15/03/2012
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 04/07/2012
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 19/07/2012
Offeror : CIMB Securities International Pte Ltd. | Date of submission of the Statement of Intention : 25/07/2012