calculate the limits for each investment policy instead of for each fund, except for the investment limits set out in Clause 54.” Clause 4. In calculating limits for additional investment in assets by

has decided that intermediaries shall comply with the rules and conditions issued by the AMLO instead; however, intermediaries shall have an efficient risk management system adequate for the prevention

such service provider operates business, the intermediary may use the assessment results of the supervisory standards on hedge funds (Principle 28) instead. For the purpose of this Clause: The term

end of the last business day of each month cannot be calculated, the net asset value as announced during any calendar year shall be averaged out according to the number of announcements instead. (2) the

as specified in Clause 4, provided that those companies must instead include the income derived from the business as per Clause 4 in the calculation for payment of fees at the rates as specified in

…………………………….… Seal (If any) Remarks : 1. The applicant may duplicate this application and fill in the content instead of using this form. 2. Signatures required in the genuine application form and documentary

enter into the obligations or become as counter party with the buyer and the seller of derivatives instead, including clear managing procedure in case of default on derivatives; (3) a system for managing

preventive measures to the Office, but shall instead submit a copy of the documents certified by the fund supervisor indicating that the incorrect unit price is caused by external factors which are

duties and responsibilities of each type of work and responsibilities of the personnel in the computer division. · Providing a reserve personnel for the importance work for performing instead in of

the rules specified in such Clause instead. Clause 17 1 In paying the fees under Clause 15, Clause 16 and Clause 19/1, a licensee shall prepare and submit a report on the payment of fees according to