securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised

hampered by low economic growth among Thailand’s key trading partners, particularly China and Japan. The tourism industry was slow to recover as well. Although global and domestic economic conditions were

privileges via services at branches and other channels, including special activities. Of note were “The Symbol of Your Journey”, an exclusive trip to pay homage to the Triple Gem of Buddhism at monasteries

Derivative Warrants | BCP13C2003A | DERIVATIVE CALL WARRANTS ON BANGCHAK CORPORATION PUBLIC COMPANY LIMITED ISSUED BY KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN MARCH 2020 # A

Derivative Warrants | SCC19C2003B | DERIVATIVE CALL WARRANTS ON THE SIAM CEMENT PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN MARCH 2020 # B | Stock in

Derivative Warrants | SCB19C2003A | DERIVATIVE CALL WARRANTS ON THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED ISSUED BY YUANTA SECURITIES (THAILAND) COMPANY LIMITED LAST TRADING IN MARCH 2020 # A

Derivative Warrants | HMPR41C2003A | DERIVATIVE CALL WARRANTS ON HOME PRODUCT CENTER PUBLIC COMPANY LIMITED ISSUED BY JPMORGAN SECURITIES (THAILAND) LIMITED LAST TRADING IN MARCH 2020 # A | Stock in

Derivative Warrants | BGRI13C2002A | DERIVATIVE CALL WARRANTS ON B.GRIMM POWER PUBLIC COMPANY LIMITED ISSUED BY KGI SECURITIES (THAILAND) PUBLIC COMPANY LIMITED LAST TRADING IN FEBRUARY 2020 # A

Derivative Warrants | BJC24C2003A | DERIVATIVE CALL WARRANTS ON BERLI JUCKER PUBLIC COMPANY LIMITED ISSUED BY FINANSIA SYRUS SECURITIES PUBLIC COMPANY LIMITED LAST TRADING IN MARCH 2020 # A | Stock

Derivative Warrants | SCC28C2003A | DERIVATIVE CALL WARRANTS ON THE SIAM CEMENT PUBLIC COMPANY LIMITED ISSUED BY MACQUARIE SECURITIES (THAILAND) LIMITED LAST TRADING IN MARCH 2020 # A | Stock in