56-1, 2013) to the SEC Office and the Stock Exchange of Thailand (the SET) within the period specified by the Capital Market Supervisory Board. However, the Form 56-1, 2013 was later submitted to the
Chor.Siriwat Transport Company Limited Chor.Siriwat Transport Company Limited had duties to prepare and submit the result of the crowdfunding debentures sale report to the SEC Office within May 11
Mrs.Kansinee Choosuk Mrs.Kansinee Choosuk, the managing director who is responsible for the operation of Chor.Siriwat Transport Company Limited , shall be liable for Chor.Siriwat Transport Company
structured debentures sale report to the SEC Office within October 19, 2021 However, CGS Transport Company Limited reported the result of the sale to the SEC Office on December 2,2 2021, later than the period
Mr. Veeraphat Phetcharakupt Mr. Veeraphat Phetcharakupt, the Chief Executive Officer who is responsible for the operation of Pi Securities Public Company Limited (“Pi”) (Formerly named Country Group
Glory Prosperity (Thailand) Co., Ltd. Glory Prosperity (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted
granted violating Section 16 of the Derivatives Act B.E.2546 (2003). In addition, WSD International (Thailand) Co., Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact WSD
Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license
Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343
Mr. Suwat Eiewaksorn Mr. Suwat Eiewaksorn conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation