of financial report to ensure that public disclosure of financial report is accurate, transparent, useful to the investors and prepared in compliance with international standards. In so doing, the
judgement on corporate affairs. Principle 3.3 The board should ensure that the policy and procedures for the selection and nomination of directors are clear and transparent resulting in the desired
category of mutual fund management shall be carried out by syndication of financial institution and other legal entities as specified in the Ministerial Regulation No.4 (B.E. 2535) promulgated under the
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
traditionally acceptable from persons or juristic persons who have stakes in the SEC operation. This is to ensure that the SEC operation is reliable, transparent and fair to all stakeholders. Ethic, Requirements
markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise 37 Principles, which can be mainly separated into two main groups: principles for regulator and
No. Title 2 Financial Institution Eligible to Apply for Securities Business License B.E. 2536 (amended by No. 16 No. 18) (Repealed) 3 Application for Separation of Finance and Securities
Content Equity Instruments Shares Public Offering (PO) Importance is given to good corporate governance as follows: Protection of shareholders' right and fair treatment of shareholders Transparent and
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign
mutual fund supervisor of that fund) such as bank or financial institution incorporated under a specific law, commercial bank, finance company, securities company (broker/dealer/TSFC) or a foreign