Corporate Sustainability 3 . Disclosure and Transparency 4.Board Responsibilities The assessor uses publicly disclosed information such as annual report, annual registration statement (Form 56-1), notice of
Corporate Sustainability 3 . Disclosure and Transparency 4.Board Responsibilities The assessor uses publicly disclosed information such as annual report, annual registration statement (Form 56-1), notice of
which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC
(Inspection of the director and executive's qualification on the company's request) (Form 35-E2) Letter of Request for Checking the Qualifications of Director and Executive (Inspection of the director and
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
scheduled and conducted properly, with transparency and efficiency, and ensure inclusive and equitable treatment of all shareholders and their ability to exercise their rights. Principle 8.3 The
, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
Stakeholders 2. Sustainability and Resilience 4. Disclosure and Transparency 3. Disclosure and Transparency 5. Responsibilities of the Board 4. Responsibilities of the Board Assessment Results CG
Stakeholders 2. Sustainability and Resilience 4. Disclosure and Transparency 3. Disclosure and Transparency 5. Responsibilities of the Board 4. Responsibilities of the Board Assessment Results CG
in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name 4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an