receive dividends or to buy capital shares. The record date allows listed companies to send the shareholders' meeting notice much ahead of time; normally the register must be closed for share transfer 21
approval from SEC Board/CMSB/SEC Office before the notifications become effective * 11. Publicly disclose in the Government Gazette / send the circulars / conduct seminars or dialogues with practitioners
: Bank statements used for ATS trading Deposit/withdrawal/transfer slip for purchasing securities/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
, the mutual fund management companies must complete the transactions within five business days from the date of accepting transfer orders from the unitholders. (5) In the case of fund dissolution, the
website ( SEC News No. 105/2019 ) SEC warns BX clients to keep away from unsolicited transfer of funds or digital assets via fake websites or Facebook accounts ( SEC News No. 106/2019 ) Q & A
loss more efficiently; · Encouraging institutional investors to disclose their voting policy and voting results of each shareholders’ meeting to send a signal to the listed company as to what
loss more efficiently; · Encouraging institutional investors to disclose their voting policy and voting results of each shareholders’ meeting to send a signal to the listed company as to what
of the transfer restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative
(PO) Approval Qualifications and approval rules - The approval will be granted upon the registration of the transfer restriction, features of the instruments, draft terms and conditions and a