company must act pursuant to the criteria of related party transactions. Additional requirements for warrant – PP Approval for warrant – PP must be registered with transfer restrictions. In case of an
. Securities Registrar Provides service in preparing and maintaining the register book of securities holders, transfer of securities ownership, pledge and seize, as well as the closing of the book in order to
Derivatives Business 1. Securities brokerage 1. Derivatives brokerage 2. Securities dealing 2. Derivatives dealing 3. Investment advisory service 3. Derivatives advisory service 4
transfer orders from the unitholders. (5) In the case of fund dissolution, the mutual fund management company shall transfer the units to other RMFs without charging any fees. (6) In the case that the
in the Category of Investment Advisory Service B.E. 2545 By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing
transfer to infrastructure funds https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/INFRASTRUCTUREFUND.aspx English (United States) InfrastructureFund Business Tax (SBT)/stamp duty for transactions of asset
of asset transfer to infrastructure funds https://www.sec.or.th/EN/Pages/LAWANDREGULATIONS/INFRASTRUCTUREFUND.aspx English (United States) InfrastructureFund Business Tax (SBT)/stamp duty for
States) InfrastructureFund is compulsory and can be paid in the form of withholding tax); exemption on value-added tax (VAT)/Specific Business Tax (SBT)/stamp duty for transactions of asset transfer to