the authority in accordance with law on securities and exchange, in the offences of unfair securities trading practices, or fraudulent or dishonest management; (3) has been tried in any criminal
may be summarized as follows: 1. Criteria for allocation of IPO shares The definition of “sponsors" – persons who have done favours which clearly benefit the company, such as customer, supplier
: Step1: Analyzing stakeholders - Internal stakeholders, e.g. shareholders, employees - Directly relevant parties, e.g. customer, suppliers, competitors - Indirectly relevant parties, e.g., government
. Save and Close × Home > Laws/Regulations > Regulations > Prevention of Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE
. Save and Close × Home > Laws/Regulations > Regulations > Prevention of Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
) Calculate offering and redemption prices of the investment units at the end of every trading day. (3) Announce the NAV and investment unit values: (3.1) As of the closing date of the unitholders register
) Calculate offering and redemption prices of the investment units at the end of every trading day. (3) Announce the NAV and investment unit values: (3.1) As of the closing date of the unitholders register
: Detail Content SEC Help Center Samples of Documents or Evidence Sample of Complaints Samples of Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant
Content S econdary Markets / Securities Registrar Secondary markets Securities registrar Related rules and Regulations Related forms Secondary Markets Secondary markets or markets for trading of