KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Brown Field Infrastructure Fund | Offering Date : 22/06/2015 - 26/06/2015
Securities Public Co., Ltd. (currently renamed as Beyond Securities Public Company Limited) with the authority to place orders in the trading accounts of private fund clients, executed trading orders of FVC
According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows
KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 14/09/2006 - 22/09/2006
to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk
Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019
GenesisTrade Trading Fund : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2019)
SEC Thailand Academy 2016 แนวทางปฏิบัติในการขายและให้บริการเกี่ยวกับ ผลิตภัณฑ์ในตลาดทุนท่ีเป็นหน่วยลงทุนและตราสารหนี้ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ แนวทางปฏิบัติในการขายและให้
translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use