system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code http://market.sec.or.th
) Settlement Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration
/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 16/02/2015 responsible for the operation of TUCC and entrusted to manage the property of TUCC, together with (1) Mr. Yongyuth
/Enforce Criminal Complaint Filed with an Inquiry Official Dated 16/02/2015 responsible for the operation of TUCC and entrusted to manage the property of TUCC, together with (1) Mr. Yongyuth Ngamkaiwan
management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 20/2022 Dated 07/12/2022 Satang
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of