fairness for affected parties and maintain the public confidence in the SEC accountability. ë Communication with Stakeholders Access to news, information and operational updates of the SEC is a stakeholders
85 87 88 102 102 103 Total staff: 422 2 Broker-Dealer Supervision Dept. 36 staff Market Supervision Dept. 9 staff Supervision Dept. 43 staff Supervision Dept. 29 staff Securities Business Senior
performance that was 818.2 billion bath in net loss in the period from 1998 to 2000 to over 1 trillion baht in total net profit from 2001 to 2004. Thailand’s capital market has clearly regained strength and is
Listed Companies ● Revision of Rules on Issuance and Offering of Warrants ● Revision of Rules on Allocation of Securities to Related Parties ● Tools and Channels for Investors to have Better Access to
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
did not allow such offset and was a discouragement for dealers to trade debt instruments as part of their ordinary businesses. (2) Changes to the way in which taxes are calculated from interests gained
data will be retained at the central database that is safeguarded with proper security measures and access control. Hard copies of documents and printed materials will be scanned and stored in the
development by enhancing the performance of companies and increasing their access to outside capital. The OECD Principles of Corporate Governance provide the framework for the work of the World Bank Group in
should be a legal obligation on management to provide board members with timely and accurate information they regard as relevant about the company. Board members should have direct access to company
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create