Listed Companies ● Revision of Rules on Issuance and Offering of Warrants ● Revision of Rules on Allocation of Securities to Related Parties ● Tools and Channels for Investors to have Better Access to

support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create opportunities for established and potential business operators to

85 87 88 102 102 103 Total staff: 422 2 Broker-Dealer Supervision Dept. 36 staff Market Supervision Dept. 9 staff Supervision Dept. 43 staff Supervision Dept. 29 staff Securities Business Senior

fairness for affected parties and maintain the public confidence in the SEC accountability. ë Communication with Stakeholders Access to news, information and operational updates of the SEC is a stakeholders

performance that was 818.2 billion bath in net loss in the period from 1998 to 2000 to over 1 trillion baht in total net profit from 2001 to 2004. Thailand’s capital market has clearly regained strength and is

market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future

data will be retained at the central database that is safeguarded with proper security measures and access control. Hard copies of documents and printed materials will be scanned and stored in the

Bangkok, 20 October 2017 ?  The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create

growth of the market for such instruments. For those who are interested in further details may access the ThaiBDC’s website (www.thaibdc.or.th). Amendment to the Public Limited Company Act B.E. 2535 (1992

variety of financial tools, flexibility and competitiveness of securities businesses, safeguards market stability, ensures securities trading fairness, and facilitates easy access to information. The SEC