18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
securities http://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009 company is licensed to operate derivatives business. Later, the company took
. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal http://market.sec.or.th/public/idisc/en/Enforce
be enforced. The SEC Office present the case to the Civil Sanction Committee (“CSC”). CSC determines which civil penalties shall be imposed. Does he pay monetary sanctions determined by CSC/ Court
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
Property Fund (SSPF), knew inside information that there was an offer from one company to purchase the main http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 54/2015 Dated 24/07
users of Z Wallet on the digital asset http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 1/2020 Dated 23/01/2020 provided in the Office?s electronic work system to all
that is no system to control short position transaction underlying with SET50 index http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 38/2024 Dated 13/05/2024 control the
with an Inquiry Official Dated 17/09/2019 K.C. Property Public Company Limited K.C. Property Public Company Limited, failed to prepare and submit (1) the reviewed financial statements for Q2/ 2018, and
) Settlement Committee Order No. 7/2023 Dated 21/09/2023 Merkle Capital Company Limited Merkle Capital Company Limited ("Merkle"), a digital asset fund manager, has duties to submit the report of penetration