enhance the SEC’s enforcement capabilities. This reflects SEC’s continued commitment to improve our supervisory standards to be widely recognized in an international arena. More details on IOSCO MMoU
program aims to examine the stability and soundness of the financial sector, as well as its potential contribution to the country's growth and development. The assessment covers various aspects of the
program aims to examine the stability and soundness of the financial sector, as well as its potential contribution to the country's growth and development. The assessment covers various aspects of the
) Investors have the capabilities to develop strong financial health. Alongside the five key results, the SEC has initiated an innovative organization plan to be the key enabler in developing the
contributions to the development of the country's potential and competitiveness, supporting business growth, diversifying risks and creating a balanced financial system. Currently, the Thai capital market has an
by law. For example, they shall not be suspended, threatened, interfered with work or terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
fails to provide a satisfactory solution and the matter is liable to violation of the laws enforced by the SEC, a complaint may also be submitted to SEC Help Center. The list of the licensed
four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download SEC organization chart. SEC Board Capital Market Supervisory Board SEC Executives The
four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download SEC organization chart. SEC Board Capital Market Supervisory Board SEC Executives The