describe (e.g., significant matters that need to be reported to the global network, significant policies that require approval from firm's leader). _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้

documented. 7 Does the firm specify conditions that require evaluation of a specific client or engagement, obtaining relevant information to determine whether the relationship should be continued, and

years. Evidence of such programmes might be the current development of renewable energy facilities that are due to come online in the near term, or the auction of PPAs for renewables. AND / OR • The

including standardized forms, checklists, and questionnaires that are to be used in the performance of engagements? If no, describe how the firm determines appropriate working papers for an engagement and

? 7 Do these written policies and procedures cover the following general matters: ·    ensure communication of independence requirements to its personnel; ·    require principals and staff to be alert

that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2 Who has the

publications) 2 What has the firm taken into account when network requirements or professional publications need to be adapted or supplemented in order to, for example, implement consistency, comply with

, identification of quality risks, assessment of quality risk levels, and identification of relevant responses to reduce the identified quality risk levels? 1.1 Does the audit firm completely identify minimum

Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with

แก้ไขอัตราส่วนการลงทุนภายในระยะเวลาที่กำหนด (กรณี Product Limit สำหรับการลงทุนในเงินฝากหรือตราสารเทียบเท่าเงินฝาก BE PN) บลจ. ที่ประกอบธุรกิจ MF หรือ PVD ฝ่ายกำกับธุรกิจจัดการลงทุน - Login/Password + OTP