37 Principles, which can be mainly separated into two main groups: principles for regulator and principles relating to market participants. The assessment grades are divided into four categories: (1

37 Principles, which can be mainly separated into two main groups: principles for regulator and principles relating to market participants. The assessment grades are divided into four categories: (1

of the Council of State, closely work together to endorse the amendment of Public Limited Company Act B.E. 2535 (1992) to be in accordance with the Emergency Decree on E-Meeting and to provide the

of the Council of State, closely work together to endorse the amendment of Public Limited Company Act B.E. 2535 (1992) to be in accordance with the Emergency Decree on E-Meeting and to provide the

may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available  here . ●  A claim for damages should be made directly to the complia​nce unit of the company in

which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC​ Complaint / Inquiries SEC Complaint Form SEC

terminated from employment because of their tip filing. ●  Whistleblowers who wish to give inside information   or useful evidence for SEC’s investigation shall be treated fairly and protected by law.​ Matters

recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms.   ​​ ​ ​ Click here to download

recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms.   ​​ ​ ​ Click here to download

confidence in the capital market and the SEC. This priority should be pursued concurrently with the developmental role of the SEC to enhance the efficiency of the Thai capital market and address the nation's