Mr. Thiti Tantikulanan Mr. Thiti Tantikulanan, an Executive Chairman for the operation of Kasikorn Securities Public Company Limited ("Kasikorn"), shall be liable for Kasikorn’s failure to
of the Securities and Exchange Act whereby the SEC had informed Mr. Suphan Sethapanich to accept the fine settlement but he did not agree to do so. The SEC, therefore, filed the criminal complaint
Mr. Thiti Tantikulanan Mr. Thiti Tantikulanan, an Executive Chairman for the operation of Kasikorn Securities Public Company Limited ("Kasikorn"), shall be liable for Kasikorn’s failure to
exchange sale, shall be liable for META's failure to report the result of bill of exchange sale (No.1) to the SEC office within the period specified in the notification as a result of his failure to
exchange sale, shall be liable for META's failure to report the result of bill of exchange sale (No.2) to the SEC office within the period specified in the notification as a result of his failure to
”), shall be liable for CIVIL’s failure to report the result of promissory notes sale to the SEC Office within the period specified by the Securities and Exchange Commission, due to his failure to order or
including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic
sufficient personnel to be able to operate the investment advisory service business efficiently. The public prosecutor issued a prosecution order; however, attempt to arrest the juristic person representatives
Mr. Sorapon Vongvadhanaroj Mr. Sorapon Vongvadhanaroj, a Chief Executive Officer for the operation of Surapon Foods Public Company Limited ("SSF"), shall be liable for SSF?s failure to
Mr. Zenith Ajhanwong Mr. Zenith Ajhanwong, the director who is responsible for the operation of Shin-A Service Company Limited ("Shin-A"), shall be liable for Shin-A’s failure to prepare