may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in
which case a special committee will be appointed to consider the case and conduct an investigation to ensure transparency and fairness. Complaint Against SEC Complaint / Inquiries SEC Complaint Form SEC
terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or useful evidence for SEC’s investigation shall be treated fairly and protected by law. Matters
recommendation of the candidate proposed by the SEC Board. Secretary-General holds office for a four-year term and may be re-appointed but not for more than two consecutive terms. Click here to download
confidence in the capital market and the SEC. This priority should be pursued concurrently with the developmental role of the SEC to enhance the efficiency of the Thai capital market and address the nation's
English (United States) SEC_krairit About Us × Home > About Us > Get to Know Us > Our Structure
About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
you are a client of a securities or derivatives intermediary who, as a disputant, agrees to be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a