in money laundering /criminal activities; • reasons for proposed appointment /re-appointment. 6 Does the firm evaluate the knowledge, expertise of engagement team and sufficient time required to
turnover in busy season? 4 How does the firm address concerns regarding the competence and capabilities of engagement team members, including ensuring they have sufficient time to perform their
the engagement team; (b) having the competence and capabilities, including sufficient time, and the appropriate authority to perform EQR; (c) complying with relevant ethical requirements, including in
of all considerations and justification where firm chooses to safeguards against rather than eliminate a threat; · prohibit audit team members from making or assuming responsibility for management
, please provide an approximate percentage of their time dedicated to SOQM tasks in relation to other responsibilities. B6.2 For the utimate responsible person of SOQM and the responsible persons for each
the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, does the responsible person have sufficient and appropriate experience, authority, and time
1.85691 TCAP 38,622,998 3.37127 TCC 115,548,116 8.29656 TCCC 50,860 0.00870 TCJ 521,426 0.49379 TCMC 69,012,949 9.04256 TCOAT 117,500 1.11905 TEAM 3,489,811 0.54780 TEAMG 65,400,950 9.61779 TEGH 27,182,347
1.32685 TCAP 33,910,719 2.95996 TCC 115,516,507 8.29429 TCCC 56,210 0.00961 TCJ 486,926 0.46112 TCMC 68,942,693 9.03336 TCOAT 117,500 1.11905 TEAM 2,957,421 0.46423 TEAMG 63,966,451 9.40683 TEGH 27,056,940
8.28107 TCCC 32,610 0.00558 TCJ 496,726 0.47040 TCMC 65,485,055 8.58031 TCOAT 117,500 1.11905 TEAM 2,902,221 0.45556 TEAMG 74,396,920 9.09947 TEGH 29,678,841 2.74804 TEKA 1,730,201 0.57673 TFFIF 9,530,919
1.42800 TC 3,532,307 1.07040 TCAP 19,096,827 1.82117 TCC 115,406,508 8.26961 TCCC 31,110 0.00532 TCJ 126,857 0.12013 TCMC 48,686,751 6.37928 TCOAT 117,500 1.11905 TEAM 725,623 0.11390 TEAMG 70,158,700