securities for itself, a securities company shall procure a source for borrowing securities in order to enable delivery of securities in the short sale items within the time period prescribed by the clearing
with net loss of Baht 3.22 million on Baht 12.92 million revenues over the same period in 2017. The change in loss for the quarterly operating result ended on March 31, 2018 is due to Baht 1.94 million
the applicant to clarify, take action or submit additional documents and evidence within the period of time prescribed by the SEC Office. 4 In cases where the applicant does not proceed in accordance
against the outbreak such as people were urged to stay home. As a result, a number of online banking transactions increased and the Group’s sale volume decreased. However, the management will make utmost
Manual for the Public. In this regard, the SEC Office shall specify the time period for clarification by the applicant in the notifying letter, which shall be no less than fourteen days but no more than
defects in its qualifications within the time period specified in paragraph two, the mutual fund management company shall request the SEC Office’s permission to change the mutual fund supervisor within 15
place location, time period of work, position, scope of work and responsibility, and proportion of time working for asset custody function to the total time of working; □ (2.3) Personnel planning for
intangible asset, debt, and minority shareholders. 5. Summary of main points for sales of water project 5.1 Sales of water project to the Provincial Waterworks Authority, Project 1 Time Period Minimum purchase
in a written form to the SEC Office before the expiration of the submission period by stating the reasons for the request and specifying a time period for submitting such report. If the SEC Office
Section 222/35 2 3. Opting out of being members Members of the class have the right to opt out of being members by notifying their wish in writing to the Court within the time period prescribed by the Court