> Secondary Market and Related Entities > Association related to Securities Business Regulations SHARE : Detail Content Related Associations The securities companies may jointly establish a non-profit
Secondary Market/Securities Registrar Association related to Securities Business Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business Operators Registered
principles or international standards. 3.2 Presribes by the Association of Asset Management Companies (AIMC) prescribes with the approval by the SEC. ( Notification of the Association of Investment Management
principles or international standards. 3.2 Presribes by the Association of Asset Management Companies (AIMC) prescribes with the approval by the SEC. ( Notification of the Association of Investment Management
segregating the unit of trading function from the unit responsible for defining factors for product selection. 6. Implementing a renumeration structure that does not tie up solely to sales KPI, for the
segregating the unit of trading function from the unit responsible for defining factors for product selection. 6. Implementing a renumeration structure that does not tie up solely to sales KPI, for the
โดยปัจจุบันมีสมาคมเกี่ยวเนื่องกับธุรกิจหลักทรัพย์ 3 แห่ง ได้แก่ สมาคมตลาดตราสารหนี้ไทย (Thai Bond Market Association) สมาคมบริษัทหลักทรัพย์ไทย (Association of Thai Securities Companies) สมาคมบริษัท
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
Standards / Principles / Guidelines ASEAN International Capital Market Association (ICMA) ASEAN Sustainability Bond Standard (2018) ENG Sustainability Bond Guidelines (2021) - latest ENG THAI