, private fund management business, derivatives agent business, derivatives dealing business, derivatives advisory service, and derivatives fund management business, and the newly added securities
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
the PVD factsheet of the newly added investment policy before offering such investment policy to PVD’s fund committees. For a pooled fund, the AMC would be required to disclose the PVD factsheet of the
services as permitted under their licenses. In addition, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The consultation paper is available on www.sec.or.th
The provisions proposed to be added are as follows: (1) Provision that will require the association to operate its affairs in accordance with the rules prescribed by SEC Board. If
facilitates private sector to further advance their fundraising activities and investment on sustainable projects and economic activities. Altogether, these pave the way for a thriving economy, society, and
significant requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared
related to takeovers. This will not only promote timely updates on new developments but also support proper and efficient supervision,” added Ms. Sirivipa.During the past five years, an average of 14
fund in Thailand will be subject to the similar approval criteria and other relevant regulations applicable to Thai companies. Moreover, certain rules will be added; for example, corporate law governing
business operators. Meanwhile, it can also help issuers and investors in terms of cost-effectiveness and market accessibility,” added SEC Secretary-General. Launched on 3 September 2019, the DLT project