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transaction (RPT) or potential RPT or if there is, there must be adequate measure to manage conflict of interests. The company must not be dependent on the business of a person who may have a conflict of
relevant seminar in which you have participated. After the period of retention, or in the case that the SEC Office does not have the right or the basis for the processing of your personal data, the SEC
plaintiff, including the expenses relating to Class Action. (The amount of the award must not exceed thirty per cent of the amount that the plaintiff and the members of the class have the right to receive
of the amount that the plaintiff and the members of the class have the right to receive). The award may induce the counsel to take part in the case and to facilitate the Class Action litigation for the
exceeding four persons appointed by the Minister of Finance as proposed by the Nomination Committee. Expert Board members must have qualifications and do not possess any prohibited characteristics as
exceeding four persons appointed by the Minister of Finance as proposed by the Nomination Committee. Expert Board members must have qualifications and do not possess any prohibited characteristics as
the management of the company and shall not be employee, staff member, or adviser who regularly receive salary or authorized person of the company, subsidiary, affiliated company or person that may have
: Clause 1 Any securities company obtained some but not all of the securities business licenses in the category of securities brokerage, securities underwriting and securities dealing, may file an
; 3. T he investment policy shall not be specified with the features of a feeder fund under the Notification on Investment; 4. The mutual fund shall not have the policy to invest in derivatives or