SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
Ms. Ruenvadee Suwanmongkol, SEC Secretary General (right) and H.E. Brian Davidson, the British Ambassador to Thailand (left) sign a Memorandum of Understanding (MoU) to promote inclusive economic
As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help
Shor. 39/2553 Re: Approval of Auditors in the Capital Market dated 23 September 2010. ** Regulatory Guillotine is the regulatory review of the existing laws and regulations. The reviewed laws and
SEC Secretary-General Ruenvadee Suwanmongkol (second from left) and SEC Assistant Secretary-General Praoporn Senanarong (far left) met with IOSCO Secretary-General Paul Andrews (middle) and IOSCO Deputy Secretary-General Tajinder Singh (second from right) to discuss international cooperation for the development and supervision of capital markets, at Hilton Hotel in Sydney Australia on 12 May 2019. SEC Secretary-General Ruenvadee Suwanmongkol met with IOSCO Secretary-General Paul Andrews to dis...
อุดมศึกษา วิทยาศาสตร์ วิจัยและนวัตกรรม ซึ่งเข้าเยี่ยมชมบูธของ ก.ล.ต. ภายในงาน Startup Thailand 2019 โดย ก.ล.ต. ร่วมให้ข้อมูลการระดมทุนในรูปแบบ crowdfunding ผ่านระบบอินเตอร์เน็ต พร้อมให้คำปรึกษากับ Startup
Resilience educational information. The SEC won three outstanding awards at the Prime Minister Awards: Thailand Cybersecurity Excellence Awards 2022 event in 2022.Thailand National Cyber Week 2023 was held to
Recognising the crucial role sustainable economic growth plays in bringing about better living standards and inclusive economic development for all, in 2015 Thailand has adopted the United Nations
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
-border investment opportunities for investors. “To promote development of cross-border products, SEC Thailand has put considerable efforts to revise rules and regulations related to DR issuance in