Miss Kanyakorn Supakarnkacharoen Miss Kanyakorn Supakarnkacharoen, an authorized director, responsible for the operation of Lederer (Thailand) Company Limited, shall be liable for Lederer (Thailand
Ms. Amita Sachdev Ms. Amita Sachdev, a former director who is responsible for the operation of UOB Capital Services Company Limited ("UOBCS") formerly Citicorp Leasing (Thailand) Company
granted violating Section 16 of the Derivatives Act B.E.2546 (2003). In addition, WSD International (Thailand) Co., Ltd. claimed to be legitimate licensee of derivatives business in Thailand , in fact WSD
Mr. Shin Wangkaewhiran Mr. Shin Wangkaewhiran, an authorized Director who is responsible for the operation of Vonder (Thailand) Company Limited (“VONDER”), shall be liable for VONDER’s failure to
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to maintain the net capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to comply with the rules of the Capital Market Supervisory Board when DBS failed to maintain the net capital which violated section 141 of the
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to calculate the net capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to submit an accurate and truthful report of the net capital to the office of Securities and Exchange Commission which violated section 109 of
Securities (Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to calculate the net capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and