: Detail Content -Unofficial translation- Ministerial Regulation Concerning Approval on Undertaking Securities Business License in the Category of Investment Advisory Service B.E. 2545 By virtue of
Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was established as a juristic person by law in 1975 prior to the establishment of the SEC. The objective of
Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was established as a juristic person by law in 1975 prior to the establishment of the SEC. The objective of
Advice for All Regulatory Summary Related Rules/Regulations Related Forms Thailand is presently stepping into an aging society, but most Thai people do not have enough savings at their retirement
Advice for All Regulatory Summary Related Rules/Regulations Related Forms Thailand is presently stepping into an aging society, but most Thai people do not have enough savings at their retirement
of Thailand. Clause 2 Undertaking of inter-dealer brokerage shall be classified as securities business within the definition of securities business under Section 4(7) of the Securities and Exchange
utility functions include the functions such as support services for investment units dealings and fund management in a fund service platform which is carried out by Thailand Securities Depository Co., Ltd
dealing 3. Investment advisory service 3. Derivatives advisory service 4. Securities underwriting 4. Derivatives fund management 5. Mutual fund management 6. Private fund management
professional services, a significant shareholder, controlling person, or partner of such provider with a service fee of more than two million baht per year during the period of two preceding year. * In case of
securities borrowing and lending business under Clause 1 means providing service, in normal course of business, to general public with a view to effectuating securities borrowing and lending, regardless of