Comments on: “Trading costs on the Stock Exchange of Thailand” Authors: Charoenwong C., Ding D.K., Jenwittayaroje N. Comments on: “Risk-taking behaviour during downturn: evidence of loss-chasing and

the Stock Exchange of Thailand, the offeror shall report by using the Form 81-1-IPO as provided on the website of the SEC Office; Other than the report as specified under the first paragraph, in case

listed securities, for clients through a member of SET. (9/1) “SET” means the Stock Exchange of Thailand; (10) “Office” means the Office of the Securities and Exchange Commission; (11) “units” means

following matters: (a) disseminating and sending information of foreign ETF to relevant persons, for example governmental organization or authority, the Stock Exchange of Thailand or unit holders of foreign

of foreign ETF for sale to investors in Thailand; or (2) Any person intending to have units of foreign ETF listed on the Stock Exchange of Thailand. The application under the first paragraph may be

assigned by such claimant; “SET” means the Stock Exchange of Thailand; “Office” means the Office of the Securities and Exchange Commission. Chapter I General Provision ________________________ Clause 4. The

name appears on the list of persons considered by the Stock Exchange of Thailand to be unsuitable to act as an executive under the regulations of the Stock Exchange of Thailand; (8) Being accused or

name appears on the list of persons considered by the Stock Exchange of Thailand to be unsuitable to act as an executive under the regulations of the Stock Exchange of Thailand; (8) Being accused or

The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The

Notification of the Securities and Exchange Commission (Translation) Published in the Government Gazette, General Issue, Volume 119, Special Section 32 Ngor, dated 4 April 2002. Readers should be