in outbound products in addition to those prescribed under Clause 12: (1) Bank of Thailand; (2) commercial banks; (3) financial institutions established under a specific law; (4) securities company; (5
concerning Rules on Offering for Sale of Units of Foreign Collective Investment Schemes ; “ intermediary ” means: (1) a securities company licensed to undertake the securities business in the category of
materially affects the issuance and offer for sale of securities or the management of the Company, and such agreement is co-signed by the Company, identify such agreement and clarify its essences and impacts
, and such agreement is co-signed by the Company, identify such agreement and clarify its essences and potential impacts on the Company's operation. 9.3 Issuance of other securities (1) In the case where
shareholders make an agreement on a matter that materially affect the issuance and offer for sale of securities or the management of the Company, and such agreement is co-signed by the Company, identify such
following Acts shall be repealed: (1) The Securities Exchange of Thailand Act B.E. 2517; (2) The Securities Exchange of Thailand Act (No. 2) B.E. 2527. SECTION 4. In this Act "securities" means Published in
of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply
in the notification of the SEC. SECTION 12 A settlor shall be any of the following juristic persons: (1) company issuing securities under the Securities and Exchange Act; (2) originator under the Royal