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documents, which the securities issuers need to inform the securities holders. Services Service providers Stock exchange / Derivatives exchange The Stock Exchange of Thailand Thailand Futures Exchange
Behavior Around Buy and Sell Trades: New Evidence on the Stock Exchange of Thailand” - Presentation - บทคัดย่อ โดย ผศ.ดร.ณัฐวุฒิ เจนวิทยาโรจน์ คณะบริหารธุรกิจ สถาบันบัณฑิต
Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related
Understanding (MoU) between the Securities and Futures Commission of Hong Kong (SFC) and the Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered
( ACRA), Philippines Securities and Exchange Commission, and the SEC Thailand. Cooperation with Foreign Regulators The SEC places a strategic focus on proactive alliance with fellow regulators
.; Administrative sanction is a type of penalty prescribed in the Derivatives Act and the Trust for Transactions in Capital Market Act. It may be imposed on derivatives business operators, futures exchange
Best Practices. 3. The Securities and Exchange Commission, 2004. Director’s Handbook. 4. The Securities and Exchange Commission, 2010. Audit Committee Handbook. 5. The Stock Exchange of Thailand, 2006