WSD International (Thailand) Co., Ltd. WSD International (Thailand) Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses

inaccurate financial statement for the year 2018 through the transmission system of the Stock Exchange of Thailand. Later, the rectified financial statement for the year 2018 was submitted on March 3, 2020

Securities and Exchange Act of Thailand B.E. 2535 (1992). GL later filed the amended financial statements and financial reports to The Securities and Exchange Commission on 31 July, 2018. SEC Act S.56

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343 of the Penal Code

Chuo Senko (Thailand) Public Company Limited Chuo Senko (Thailand) Public Company Limited failed to prepare and submit (1) the reviewed financial statements for Q2/2018 and (2) the reviewed financial

, 2013 to the Stock Exchange of Thailand (the SET) and the SEC Office on May 15, 2013. The financial statements did not comply with the Financial Reporting Standard No. 3 (Revised 2552) Business

transmission system of the Stock Exchange of Thailand within the period specified in the notification as follows : (1) the reviewed financial statements for Q1/2022, (2) the reviewed financial statements for Q2

Stock Exchange of Thailand within the period specified in the notification as follows : (1) the financial statement for the year 2022 (2) the annual registration statement (Form 56-1 One Report) for the

AEON THANA SINSAP (THAILAND) PUBLIC COMPANY LIMITED AEON THANA SINSAP (THAILAND) PUBLIC COMPANY LIMITED (“AEONTS”) had duty to prepare and submit the key financial ratio report for the year 2020

WSD Financial (NZ) Ltd. WSD Financial (NZ) Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the