Daol Securities (Thailand) Public Company Limited Between November 11, 2017 and May 17, 2021 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
Daol Securities (Thailand) Public Company Limited Between October 4, 2018 and April 11, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply
Daol Securities (Thailand) Public Company Limited Between September 7, 2018 and May 9, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply with
Miss Vannachan Ungthavorn Miss Vannachan Ungthavorn, Deputy chief investment officer and a deputy fund manager who is responsible for the operation of UOB Asset Management (Thailand) Company Limited
with legal and regulatory requirements in their respective jurisdictions. Japan and Thailand have completed their preparation. In Australia legislation is before Parliament. In the Republic of Korea
receive necessary and useful information for using the intermediary?s service or for making a decision of investment in foreign mutual fund. SEC Act S.113 Settlement Committee Meeting No. 3/2020
systems which may cause serious damage to the benefit of the people. SEC Act S.133 paragraph 1 and 133 paragraph 2 Settlement Committee Meeting No. 2/2020 Settlement Committee Order No. 8/2020 Dated 13
accordance with the approved mutual fund project and the commitment made with the unitholders. SEC Act S.125(1) Settlement Committee Meeting No. 5/2020 Settlement Committee Order No. 25/2020 Dated 02/09