of Accountancy from Chulalongkorn University, Thailand and a Master of Business Administration from Western Michigan University, USA. She has a wide range of experiences on capital market, including
Bangkok, 25 October 2023 – The Securities and Exchange Commission, Thailand (SEC) has appointed Mrs. Sittasri Nakasiri as Assistant Secretary-General – Strategy and Planning Division, in charge of
Bangkok, 14 March 2021 – The Securities and Exchange Commission (SEC) has appointed Ms. Naovarat Chantavanich as Assistant Secretary-General – Internal Excellence Division, in charge of the Finance and General Administration Department, the Human Resources Department, and the Organizational Risk Management and Governance Development Department. Her appointment will become effective on 16 May 2021. Ms. Naovarat Chantavanich obtained a bachelor’s degree in political science (public adminis...
Based on a third-party report and the SEC’s further investigation, it has been found that in 2017 Mr. Chiyachantana (Chairman and Chief Executive Officer of WORLD at the time of the offense
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the following manners: (1) funneling damage incurred from investment among the clients of private funds by making cross-trade transactions of shares under trading suspension (SP) sign on a continual basis from 2015 to 2017; (2) managing private funds without taking the cli...
This webinar is the second of the series of exchanges between the Hong Kong and Thai fund industry which is co-hosted by SEC Thailand and HKIFA. The webinar aims to synergize the strengths of Hong
. Carrie Lam, Chief Executive of Hong Kong Special Administrative Region (SAR) of the People’s Republic of China, on 29 November 2019. This cooperation aims to promote competitiveness of local intermediaries
network in Asia. It opens up new business opportunities for fund management firms and broadens cross-border investment channels and choices for investors,” said Mr Ashley Alder, the SFC’s Chief Executive
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