Net Profit Your Responsibility* 1. 2. 3. 4. * Signing Partner, Engagement Partner, Engagement Quality Control Reviewer and etc. 4. Registration with an audit oversight authority 4.1 Are you currently a
relations. The SFC is the principal regulator of the securities and futures market in Hong Kong and the primary authority for regulating retail funds offered to the public in Hong Kong. The role of the SFC is
designated partner with the required authority and resources and take responsibility for the adequacy of firm’s procedures? 4 For firms without designated Quality Control partner, do the principals meet
an audit oversight authority. Signature of the applicant to certify true copy is required. (9) Photocopy of the latest inspection result or report issued by the audit oversight authority. Signature of
representatives from 6 ASEAN countries and Hong Kong. Besides the AARG members comprising Malaysia?s AOB, Singapore?s Accounting and Corporate Regulatory Authority (ACRA), and Thailand?s Securities and Exchange
Workshop was joined by representatives from nine audit regulators, comprising Malaysia?s Audit Oversight Board (AOB), Singapore?s Accounting and Corporate Regulatory Authority (ACRA), SEC Cambodia, Laos
directors to replace the directors who shall retire by rotation and consider the authority of directors (if any) Agenda 5 To fix directors’ remuneration Agenda 6 To appoint independent auditor and fix the
Authority (ACRA), and Thailand?s Securities and Exchange Commission (SEC), the meeting also saw a wider participation by regulators from Cambodia, Hong Kong, Indonesia, Laos and Philippines. Joining the