Administrative Region of the People's Republic of China and Thailand Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 31/2564 Re: Additional Rules on Cross-Border Offerings of
provision of Class Action in the Thai legal system results from the endeavor of the Securities and Exchange Commission, Thailand (“SEC") to resolve the problem that the damaged investors could not get
following: The Thai Bond Market Association The Association of Thai Securities Companies The Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act
provident funds 2.1 Disclosure of Information After a private fund management agreement has been executed, the private fund management company shall disclose the following information to its client: (1
provident funds 2.1 Disclosure of Information After a private fund management agreement has been executed, the private fund management company shall disclose the following information to its client: (1
> Establishment of Mutual Funds > Termination of approval for the establishment of mutual fund Regulations SHARE : Detail Content Establishment of Mutual Funds 5. Termination of approval for the establishment
dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
> Establishment of Mutual Funds > Termination of approval for the establishment of mutual fund Regulations SHARE : Detail Content Establishment of Mutual Funds 5. Termination of approval for the establishment
dissolution of mutual funds 19.1.1 Closed-end mutual fund (1) In the case that the number of unitholders of an institutional fund is less than 10 on any business day, except for the mutual fund of which the
) (1) A mutual fund having the investment policy in money market funds which specify constant offering and repurchase prices all the time, or MMF constant NAV, shall not file for automatic approval of