GROUP COMPANY LIMITED THE ROYAL BANK OF SCOTLAND PLC, BANGKOK BRANCH THE ROYAL BANK OF SCOTLAND N.V. DIRECT CAPITAL COMPANY LIMITED TONTAN CORPORATION INVESTMENT ADVISORY SECURITIES , COMPANY LIMITED
) LIMITED SECURE WEALTH INVESTMENT ADVISORY SECURITIES COMPANY LIMITED CGS-CIMB SECURITIES (THAILAND) COMPANY LIMITED CIMB THAI BANK PUBLIC COMPANY LIMITED CIMB ADVISORY (THAILAND) COMPANY LIMITED SAGE
Thai capital market.?Adopting the global trend of ethical and responsible investment management and protection of clients? interest, the I Code consists of seven principles, two of which have already
Bangkok, May 14, 2014 ? The SEC allows broader investment in foreign investment products and permits more business operators to provide services in foreign currency denominated securities. SEC
80,348 Fundamental Investment Analyst on Capital Market 169 173 173 176 177 178 180 180 180 175 177 179 Fundamental Investment Analyst on Securities 862 865 869 871 870 876 879 883 885 856 857 859
Limited: BLS;(6) Phillip Securities (Thailand) Public Company Limited; Phillip; and(7) Yuanta Securities (Thailand) Co., Ltd.: YUANTA2. Seven asset management companies, namely:(1) Krung Thai Asset
Bangkok, 15 March 2017 - The SEC has suspended two securities investment consultants, {A} for failing to perform duties with deliberation as a professional, and {B} for performing duties or providing
Bangkok, October 8, 2014 - The SEC imposed a three-month suspension on {A}, a securities investment consultant of Siam Commercial Bank PLC., for signing the buy/sell order form of investment units
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he