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provisions under Division 2: Supervision and Control of Chapter 4: Securities Business of the SEA, in whole or in part. 1.3 Paid-up registered capital of securities company The SEC has discretionary power to
Capital Market Supervisory Board; (2) a public limited company whose shares are listed on the Securities Exchange or whose shares are sold on the over-the-counter centre. “subsidiary” means (1) a limited
representative; (4) undertake any other acts as specified in the notification of the Capital Market Supervisory Board. In cases where a public limited company offers newly issued secured debentures for sale to its
notification of the Capital Market Supervisory Board. In cases where a public limited company offers newly issued secured debentures for sale to its shareholders, which does not require approval in accordance
limited company or a public limited company shall be in accordance with the rules and procedures specified by the Fund Committee. 10 SECTION 218/5 The Fund shall have the power to withdraw money from the
BUSINESS SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an individual, and shall be allowed to undertake a
comply with the provisions under Chapter 2: Issuance of Securities and Chapter 3: Public Offering of Securities, as similarly specified as duty and responsibility of the securities issuing company. In
Special Purpose Juristic Person Section 9. Securization under this Royal Enactment shall be processed by a special purpose juristic person established in the form of a limited company, a public limited