Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to
guilty, the Court reduced the punishments by half, resulting in 6-month imprisonment and 500,000 Baht fine. The court suspended the determination of punishment for 2 years. DV Act S.Section 16 Criminal
suspended the determination of punishment for 2 years and sentenced the defendant a fine of Baht 300 for each day starting from July 25, 2015 until the defendant reduces the holding of KC shares to the number