Forms for Financial Statements of Securities Companies
Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund
Custody of Assets of Clients by Securities Companies
Special Holiday for Securities Companies and Derivatives Business Operators
Custody of Assets of Clients by Securities Companies (No. 3)
Rules and Periods for Report Submission of Securities Companies
Custody of Clients’ Assets by Securities Companies (Codified)
Custody of Clients’ Assets by Securities Companies (No. 4)
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and