under the good quality control system both at firm level and engagement level. In response to the aforesaid, the SEC has revised rules on granting approval of auditors in its continuing efforts to
Obtaining Approval and Granting to Perform Trust Business The Notification of the Securities and Exchange Commission No. KorRor. 6/2558 Re: Rules for Being Settlor and Trustee of Infrastructure Trust The
approval from the SEC Require approval of the shareholders with disclosure of sufficient information in the notice calling shareholders' meeting and granting of the right to veto / request approval from
Market Supervisory Board No. TorJor. 39/2559 Re: Application for Approval and Granting of Approval for Offering of Newly Issued Shares (Codified) The Notification of the Securities and Exchange
infrastructure are performed from the granting of licenses, issuing regulations for the business operations which are different from those of securities and derivatives businesses. For clearing houses and
granting approval for establishment of company in accordance with the first paragraph within thirty days from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3
Issuer: requirements of financial and non-financial information for initial public offering and ongoing disclosures. o Securities Business: regulations and standards in granting license, supervision, and
application and supplementary documents. The Minister shall complete his consideration on granting approval for establishment of company in accordance with the first paragraph within thirty days from the date