, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
accountability. The program must be approved by the board of directors. The SEC approves within ten working days Related Rules and Regulations The Notification of the Office of the Securities and Exchange
Duty). One year from the day when the wrongful act and person bound to make compensation become known to the injured person, or ten years from the day when the wrongful act was committed. Breach of
known to the injured person, or ten years from the day when the wrongful act was committed. Breach of Contract Case The injured person claims compensation from a person who does not abide by the contract
possible for payment; (4) Pay unitholders for the redemption of investment units within ten business days. Then the fund is deemed dissolved upon the payment for the redeemed units. 19.2 In the case of
possible for payment; (4) Pay unitholders for the redemption of investment units within ten business days. Then the fund is deemed dissolved upon the payment for the redeemed units. 19.2 In the case of
Capital Market Supervisory Board or the SEC Office; or aiding or abetting thereof; dishonest or deceitful acts; or aiding or abetting thereof. If the aforesaid behaviors occurred more than ten years
systems and staffs; in case of a non-asset management company, additional qualifications are required such as a paid-up capital of not less than ten million baht, having at least one-third of independent
demonstrated. Decision of the meeting Must be approved by ≥ three-fourths of shareholders attending the meeting and are entitled to vote Shareholders who veto is less than Five percent Ten percent of
first paragraph has a legal entity under Clause 1(1) to (5) held its shares exceeding ten percent of total shares sold, such legal entity shall also have qualifications specified under Clause 2(1). Clause