reference. PAGE 13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 37/2559 Re: Rules in Detail on Establishment of Information Technology System By virtue of Clause 5(1) in
regulatory requirements · Technical knowledge and expertise, including knowledge of relevant information technology · Knowledge of relevant industries in which the clients operate · Ability to apply
technical competence in fast-changing areas? 3 How do partners deal with meeting various different targets e.g. clients / new work gained, fee income, recovery rates, debt recovery (including timeliness
Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board
: Operational Control and Security for Information Technology of a Licensed Derivatives Broker. By virtue of the second paragraph of Clause 7 of the Notification of the Securities and Exchange Commission No
Re: Operational Control and Information Technology Security of Securities Companies Whereas in these days securities companies widely accept information technology as an instrument for securities
Operating Control and Information Technology Security of Securities Company By virtue of Paragraph 1(2) of Section 141 of the Securities and Exchange Act B.E. 2535, the SEC Office, with the approval of the
Standards and Technology (NIST) ( อื่น ๆ โปรดระบุ _____________________________________________________ 4. นโยบายและหลักปฏิบัติในการรักษาความปลอดภัยของระบบสารสนเทศ ประกอบด้วยเนื้อหา ดังนี้ ( การจัดให้มีข้อ
No. OrThor/Nor. 5/2547 Re: Operational Control and Security of the Information Technology of Securities Company For the purpose of rendering the securities companies to efficiently comply with the
นิยามใน guideline โดยอ้างอิงนิยามจากหน่วยงาน National Institute of Standards and Technology (NIST) [ระบุเพิ่มไว้ใน FAQ ฉบับประมวล ข้อ 4.1] 13 ในกรณีที่ใช้บริการ cloud computing ผู้ประกอบธุรกิจ ต้องจัดให้