Mr. Tan Vuttithum During 23 August 2018 – 2 November 2018, Mr. Tan Vuttithum colluded with 11 persons to manipulate the stock price of Scan Inter Public Company Limited (“SCN”) by placing trading

Miss Tan Lethi Miss Tan Lethi, then holding position as Bliss-Tel Public Company Limited (“BLISS”) investment board members having power to make securities investment decision and approval on behalf

approval on behalf of the company, colluded with Miss Tan Lethi, another BLISS investment board members and alleged offender, sought unlawful gain causing damage to BLISS. They decided or proceeded for

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S.34

Thai Technician Professional Company Limited Thai Technician Professional Company Limited offer to sell newly issued securities in the category of convertible bonds without approval from the SEC

Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S

Thai Niche Company Limited Thai Niche Company Limited aided and abetted the executive of Thai Unique Coil Center Public Company Limited (TUCC) : (1) Mr. Yongyuth Ngamkaiwan, Director and CEO, (2

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q3/2015 to the SEC and the SET within

Shun Thai Rubber Gloves Industry Public Company Limited Shun Thai Rubber Gloves Industry Public Company Limited, a securities issuer, prepared and submitted the inaccurate annual report for the year

Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the audited financial statements for the year 2013 ended December 31, 2013