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of Mutual Fund > Relaxation of rules Regulations SHARE : Detail Content Management of Mutual Fund 20. Relaxation of rules A mutual fund management company may request the SEC's for relaxation of the
of Mutual Fund > Relaxation of rules Regulations SHARE : Detail Content Management of Mutual Fund 20. Relaxation of rules A mutual fund management company may request the SEC's for relaxation of the
Introduction SHARE : Detail Content Class Action is a type of civil proceedings whereby one or more plaintiff brings a civil lawsuit in order to protect the right of oneself and a group of persons who have the
SEC must submit the application to be auditor in the capital market (Form 61-1), along with the following documents: (1) a profile and details of the applicant; (2) a copy of registration certificate
2.2 Securities trading by taking advantage of the information related to a trading orders of securities or derivatives of any client before completing the order of such client (Section 244/1 and
2.2 Securities trading by taking advantage of the information related to a trading orders of securities or derivatives of any client before completing the order of such client (Section 244/1 and
committed. To initiate a Class-Action lawsuit Investors can arrange to claim compensation via Class-Action lawsuit by taking the following steps: 1. Combining efforts with the other investors who have been
sector. Principles for prescription of paid-up registered capital Business Activities Paid-up Registered Capital Taking obligations and responsibilities in clearing & settlement systems 100 million baht