Clause 8 The intermediary shall calculate the rate or value of the capital required to be maintain under the Notification concerning Maintenance of Capital twice a year, on the last business day of June
clearly determined and tangible e.g. fund performance, management company’s performance, market share, etc. The long-term plan should demonstrate the direction of the business and the future plan such as
manager. Section 12 ter. 2 The Registrar shall prepare a report on the supervision of the management of the funds and submit the same to the Minister at least twice a year. For the purpose of supervision
hereby issues the following regulations: Clause 1 Units of foreign collective investment scheme in the type of share is securities having investment characteristic similar with investment units. A person
. Other derivatives liabilities 18. Provision 19. Other liabilities Total liabilities Shareholders’ equity 20. Share capital 20.1 Authorized share capital 20.2 Issued and paid-up share capital 21. Stock
following persons shall jointly propose to the Selection Committee a list of experts comprising twice the number of commissioners or board members to be appointed: (1) in nominating commissioners in the SEC
share of my audit clients or its related entities; 2. My immediate family members, including spouse and children, and I are not director, executive or representative of my audit clients or its related
of the country), hereby certify follows; 1. My immediate family member, including spouse (or equivalent) and dependent, and I do not hold any share of my audit clients and or its related entities. 2
derivatives investment advisory on the condition that the person giving advice and the owner of the website or any other electronic media do not collaborate or share duties with the other party to avoid
. หนังสือนัดประชุมผู้ถือหุ้น ได้แสดงข้อมูลอย่างน้อย ดังนี้ (ถ้ามี) 2.2 ผลกระทบต่อผู้ถือหุ้น (dilution effect) หากมีการใช้สิทธิครบถ้วน โดยได้ระบุ (ต่อ) (2) earning per share dilution หรือ control dilution 2.3